Our investment portfolio

Offering a Wide-range of Investment Opportunities.

Through our affiliation with First Allied, we provide a wide-range of diversified financial products. Together, we offer you the objectivity of working with an independent financial consultant combined with the stability and strength to access the world's financial markets and a wealth of investment resources. Below is a detailed list of financial product offerings through our relationship with First Allied.

Stocks

NYSE-listed stocks
NASDAQ over-the counter
All other major exchanges
Foreign stocks
Margin accounts
Corporate finance
Investment banking
144 and other restricted securities sales
Employee stock-option plans

Cash Management

Daily sweep accounts
Money markets
Insured CDs
Online account access

Retirement Accounts

IRAs
SEP/IRAs
Roth IRAs
Education IRAs
Simple IRAs
Defined contribution
Money-purchase pension plan
Profit-sharing plan
403(b)
401(k)

Mutual Funds

Open-end funds
Closed-end funds
Networking
Dividend reinvestment

Unit Investment Trusts

Asset Management

Independent manager search
Performance monitoring and reporting
Wrap-fee accounts
Asset allocation
Fee-in-lieu accounts
Outside managed accounts

Bonds

CMOs
Convertible
Corporate
Municipal
Zero coupon

Government Securities

Ginnie Maes
Treasury bills
Treasury bonds
Treasury notes

Options

All major exchanges

Insurance

Fixed annuities
Variable annuities
Term life
Variable life
Universal life
Whole life
Disability
Long-term care

Alternative Investments

REITs
Equipment leasing
Managed futures
Equity-linked notes
Oil & Gas Programs
Tax Credit Programs
Real Estate LLC’s
Mortgage Funds

And More . . .

Education and 529 plans